Handbook of Ethics and Integrity. Prepared by the Office of Professional Responsibility - PDF

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Handbook of Ethics and Integrity Prepared by the Office of Professional Responsibility Handbook of Ethics and Integrity First Edition ii This Handbook of Ethics and Integrity belongs to: Name: School/Department/Division:
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Handbook of Ethics and Integrity Prepared by the Office of Professional Responsibility Handbook of Ethics and Integrity First Edition ii This Handbook of Ethics and Integrity belongs to: Name: School/Department/Division: Address: District Mail Box: Phone Number: iii iv The district s mission is to prepare all students to graduate with the knowledge and skills to become productive and responsible citizens. v vi Handbook of Ethics and Integrity TABLE OF CONTENTS Code of Conduct Page Introduction 1 Principles of Public Service 3 The Code of Conduct portion of this handbook is divided into sections that align the selected policy to the Principles of Public Service. Trustworthiness Policy Reference Page Avoid Conflicts of Interest DBD (Local) 5 Avoid Abuse of Their Public Employment DBD (Legal) 5 Avoid Making Decisions About the Use of Federal Funds When a Conflict of Interest May Be Involved CBB (Legal) DBD (Local) 6 Forgo Accepting Most Gifts from Vendors DBD (Local) 6 Refuse Bribes DBD (Legal) 6 Refuse Commission or Rebates for Textbooks DBD (Legal) 7 Avoid Accepting Gifts, Favors, or Services Related to the Textbook Selection Process DBD (Legal) 7 Understand the Policy on Honoraria and Expenses DBD (Local) 7 Determine Whether a Part-time Employer is a District Vendor DBD (Local) 8 Report Substantial Involvement in a Business With Which the District Intends to Purchase or Contract Report Ownership of Property Which the District Intends to Purchase or Contract DBD (Local) 8 DBD (Local) 8 Use District Funds with Integrity and Diligence CAA (Local) 9 Refuse to Participate in Acts of Fraud or Financial Impropriety CAA (Local) 9 Assure Accurate and Reliable Financial Records CAA (Local) 10 Guarantee Acceptable Use of Items Purchased with District Funds DBD (Local) 10 vii Trustworthiness Policy Reference Page Fairness Retain Records of Financial Activities as Required by Law and Policy CP (Legal) DH (Local) CAA (Local) 10 Refuse Tips or Gifts for Giving Students Preferential Treatment Decline Profits or Royalties from the Sale of Books or Instructional Material They Authored if Purchased By the District DBD (Local) 11 DBD (Local) 11 Refrain from Supervising Relatives DBE (Local) 11 Make Fair Hiring Decisions DC (Local) 12 Appraise the Employees They Supervise DN (Local) DNA (Local) 12 Encourage Relatives Who Are Vendors to Disclose the Family Relationship Wait 18 Months After Terminating Employment to Work on Contracts Related to District Business Wait 2 Years Before Working With District Staff If Formerly a Superintendent or Equivalent Thereof Tutor Students Who Attend the School at Which They Work Without Charge Avoid Presenting the Appearance of a District Endorsement of Products Ask Permission Before Making an Electronic Recording of Meetings CHE (Local) 13 CHE (Local) 13 DBD (Local) 13 DBF (Local) 14 DHA (Local) 14 DH (Local) 14 Ask Permission to Record Telephone Conversations. DH (Local) 15 Responsibility Perform Duties Professionally and Ethically DH (Legal, Local & Exhibit) 16 Be Respectful to Each Other and Stakeholders DH (Local) 16 Understand That District Records are Public Records and Subject to Review GBA (Legal) 16 Protect District Property CAA (Local) 16 viii Responsibility Policy Reference Page Use District Technology for District Business CQ ( Local, Regulation & Exhibit) 17 Maintain a Safe Work Environment CK (Local) 17 Keep the Workplace Alcohol and Drug Free DHE (Legal & Local) DH (Local) 17 Get Permission Before Filming or Recording Students DH (Local) 18 Refrain from Bringing Their Own Children to School for the Purpose of Childcare or Babysitting DH (Local) 18 Turn Cellular Phones Off During Instructional Time DH (Local) 18 Only Have Authorized Fundraisers FJ (Local) 18 Participate in Professional Development to Improve Their Skills DM (Local) 19 Respect Work to Maintain a Professional Work Environment DH (Local) 20 Avoid Harassing Other Employees DIA (Legal & Local) 20 Refrain from Sexual Harassment DIA (Legal & Local) 20 Caring Protect Students from Harassment FFH (Legal & Local) 21 Report Child Abuse and Neglect FFG (Legal & Local) 21 Refrain from Using Tobacco on District Property DH (Legal & Local) 21 Citizenship Report Misuse or Theft of District Property DH ( Local) 22 Follow Protocol During an Investigation DH (Local) 22 Provide Full and Factual Information During an Investigation DH (Local) 22 Report an Arrest or Conviction Within Three Working Days of the Occurrence Take an Active Role in Community Activities That Bring Credit to the District DC (Legal & Local) 23 DGA (Local) 23 Conduct Political Activities During Non-Work Hours DGA (Local) 24 Refrain from Revealing Confidential Health or Personal Information. DH (Exhibit) 24 ix Miscellaneous Code of Ethics and Standard Practices for Texas Educators A-5 Important Contacts A-7 x NOTES xi xii Code of Conduct xiv Introduction As public servants, Dallas Independent School District employees have a responsibility to help create a value-guided community in which the public can place its trust. The leadership of the district is committed to maintaining and supporting a culture in which employees actions are guided by values and ethics. This handbook is intended to serve district employees by offering an easy to use resource for understanding district policy and providing a guide for day-to-day ethical decision making. The Handbook of Ethics and Integrity is a living document which will be updated annually to meet the needs of district staff. Staff members are required to read the Handbook in order to understand the acceptable standards of professional behavior in the Dallas Independent School District and to abide by the standards it contains. Ethical dilemmas present themselves as a regular course of life. Most times people solve them and move on. Yet there are times when it s helpful to be able to talk the dilemma though with a person who has no stake in the situation or to have someone to whom questions can be addressed. In these cases, employees are encouraged to talk to their supervisor, call the Office of Professional Responsibility at (972) or contact a representative of the Office of Legal Services. Be advised that employees who violate the standards presented in this Handbook may be subject to disciplinary action. If you are aware of a situation which may involve violation or potential violation of district policy, contact your supervisor or the Office of Professional Responsibility. 2 Principles of Public Service The Principles of Public Service are statements of the district s values. These six principles are general guidelines for expected employee behavior. Trustworthiness District employees perform their duties with honesty and integrity in conduct and communication. Employees conduct business with competence, fairness, impartiality, efficiency, and effectiveness to enhance the education of Dallas ISD students and the public trust. Responsibility District employees take responsibility for actions, decisions, and statements that impact the education community and the public. Employees effectively use the public resources entrusted to the district for the benefit of Dallas ISD students, the state, and the public good. Respect District employees treat others with professionalism, consideration, and courtesy. Employees respect others' opinions and beliefs, value individual differences, and seek to reach new solutions based on consensus. Caring District employees build professional relationships with colleagues, peers, and the public based on the highest standards of fairness and consideration. These standards are the foundation of a caring professional environment that supports mutual respect, collaboration toward common goals, and excellence in job performance. Citizenship District employees strive to be good stewards of the public trust and public resources. They honor and abide by district policies and the laws of the State of Texas and the United States of America. Fairness District employees conduct business with the public and co-workers in an equitable, impartial, and honest manner, without prejudice and favoritism. Decisions are based on objective and balanced judgment and are in accordance with the district's mission, established rules, and procedures. 3 4 Trustworthiness District employees perform their duties with honesty and integrity in conduct and communication. Employees conduct business with competence, fairness, impartiality, efficiency, and effectiveness to enhance the education of Dallas ISD students and the public trust. District Employees Should: 1. Avoid conflicts of interest. A conflict of interest exists when a person has a position of trust that requires him to make decisions for the district and also has interests or obligations with another person, company, or group that may interfere with his exercise of good judgment and which the person is morally obligated to either avoid or openly acknowledge. If you believe you may have a conflict of interest, talk to your supervisor immediately. This is a summary of the policy; for the full text see DBD (Local). Examples: An assistant principal who buys t-shirts for honor roll students from her brother s company would have a conflict of interest. A buyer who works part-time as a consultant for a vendor who does business with the district would have a conflict of interest. An executive director who accepts tickets to a sporting event from a district vendor would have a conflict of interest. District employees who are socializing with a district vendor at a high-priced restaurant may appear to outsiders to have a conflict of interest. In this case, the appearance of a conflict of interest could damage the employees reputations as representatives of the district. 2. Avoid abuse of their public employment. As public servants, district employees are prohibited from using their official positions to obtain a benefit with the intent of defrauding another person, intentionally or knowingly violating a law related to the position of employment, misusing district property, services, or personnel, or any other thing of value belonging to the district. This is a summary of the policy; for the full text see DBD (Legal). Examples: A chief level executive who awards a contract to a company that did not have the low bid because the owner is a friend would be abusing his power. A principal who asks the campus custodian to strip, wax, and buff the wood floors at her home would be abusing her power. A telephone system technician who uses district property in his outside telephone installation business would be abusing his power. 5 Trustworthiness District Employees Should: 3. Avoid making decisions about the use of federal funds when a conflict of interest may be involved. Employees may not participate in the selection, award, or administration of a contract supported by federal funds if doing so would involve a real or apparent conflict of interest. A conflict would arise when the employee, any member of his or her immediate family, his or her partner, or an organization which employs or is about to employ any of the parties mentioned in this sentence, has a financial or other interest in the firm selected for the award of the contract. This is a summary of the policy; for the full text see CBB (Legal) and DBD (Local). An employee who hires his wife to act as consultant for a district s contract that is funded with federal dollars would have made a decision involving a conflict of interest. 4. Forgo accepting most gifts from vendors. Avoid accepting gifts or anything valuable from vendors or anyone who desires to be a district vendor. Gifts include but are not limited to entertainment, travel, food, or lodging. Employees are able to accept gifts worth no more than $50 per year from any person, business, or organization. This is a summary of the policy; for the full text see DBD (Local). Examples: The sales representative from XYZ Company who sends a director (personally) a large, expensive looking snack basket to thank you for your business would be offering the employee a gift. A vendor asks an employee to attend an all expenses paid educators summit at a resort in Colorado so they can get his or her input on important educational issues. This offer is a gift. 5. Refuse bribes. District employees are public servants and prohibited from asking for, accepting, or agreeing to accept any benefits from another person based on an agreement that a vote, decision, opinion, recommendation, or exercise of discretion will be influenced by the benefit. A bribe is any offer of a benefit to a public servant on the understanding that the public servant s actions will be influenced. Offering or giving a bribe to a public servant is a crime even if an item of value does not exchange hands. If you are offered a bribe or are given a gift that for some reason you cannot refuse and believe it may be an attempt at bribery, report the incident to your supervisor. Upon receiving the report, your supervisor will report it to the Superintendent or his designee, the Office of Professional Responsibility (972) The gift will be donated to a recognized tax exempt organization formed for educational, religious, or scientific purposes. This is a summary of the policy; for the full text see DBD (Legal). Examples: A vendor who offers to pay a district employee a commission on the sale of items to the district if the employee will guarantee a contract is offering a bribe. A contractor who offers to hire an employee s child if the employee ignores the contractor s substandard work is offering a bribe. 6 Trustworthiness District Employees Should: 6. Refuse commissions or rebates for textbooks. Teachers or administrators who accept commissions or rebates for textbooks used in the school in which they work are committing a class B misdemeanor. This is a summary of the policy; for the full text see DBD (Legal). A teacher who influences his co-workers to purchase a textbook for which he is getting commission would be committing a class B misdemeanor. 7. Avoid accepting gifts, favors, or services related to the textbook selection process. Teachers or administrators who accept gifts, favors, or services that: a) are given to the person or the person s school; b) might influence the person in the selection of a textbook; and c) could not be lawfully purchased with funds from the school s textbook fund are committing a class B misdemeanor. In this case, gifts, favors, or services do not include staff development service, or teacher training; or instructional materials, such as maps or worksheets that convey information to the student and otherwise contribute to the learning process. This is a summary of the policy; for the full text see DBD (Legal). A campus administrator who influences his teachers to select an untested reading program during the textbook adoption period because the publisher promised to purchase clickers for all reading students at his school would be committing a class B misdemeanor. 8. Understand the policy on honoraria and expenses. A public servant commits a class A misdemeanor if he or she asks for, accepts, or agrees to accept an honorarium in consideration for performing services the employee would not have been asked to provide but for his or her official position. An honorarium is defined as payment, either cash or gift, for giving a speech, publishing an article, participating on a panel, or serving as a master of ceremonies. However, public servants are not prohibited in accepting transportation, lodging expenses, or meals in connection with a conference or similar event in which the public servant renders services such as addressing an audience or engaging in a seminar if the services provided are more than merely perfunctory. This is a summary of the policy; for the full text see DBD (Legal). Examples: A chief who is offered and accepts a $2000 fee to speak at a national conference based solely on his position with the district would be committing a class A misdemeanor. The same chief is offered travel expenses and lodging to speak at this conference on a topic about which he is an expert. The chief may attend and accept the expenses and lodging. 7 Trustworthiness District Employees Should: 9. Determine whether a part-time employer is a district vendor. Policy requires all employees to avoid having conflicts between their personal interests and the district s interests when it comes to dealing with suppliers, customers, or other organizations or people who are doing business with the district or looking to do business with the district. If an employee works outside the district, they are responsible for finding out if the outside employer is a district vendor or is trying to become a district vendor. Fax a Notification of Outside Employment to the Office of Professional Responsibility at (972) The forms are available on the Office of Professional Responsibility section of the Dallas ISD website and in the central staff version of the Appendix on page A-11. If your second employer is a district vendor, the Office of Professional Responsibility will contact you to discuss your options. Employees are able to do work for public entities such as the State of Texas, City of Dallas, Dallas County, or state colleges and universities when they are not on duty with the district. Note: Administrators who are pay grade 6 or above must also sign a conflict of interest statement. This is a summary of the policy; for the full text see DBD (Legal and Local). 10. Report substantial involvement in a business with which the district intends to purchase or contract. If an employee is in a position to impact a financial decision about a business in which the district has a financial interest, he should disclose the nature of the interest in writing to the Superintendent, Board President, or his supervisor before any contract or payment is awarded. (See form on Appendix page A-21). This is a summary of the policy; for the full text see DBD (Local). The district wants to purchase a graphics shop and its full equipment inventory to defray printing costs. An employee who owns part of this business should report this ownership before the district makes the purchase. 11. Report ownership of property which the district intends to purchase or contract. If an employee is in a position to impact a financial decision about a property in which the district has a financial interest, he should disclose the nature of the interest in writing to the Superintendent, Board President, or his supervisor before any contract or payment is awarded. (See form on Appendix page A-23). This is a summary of the policy; for the full text see DBD (Local). The district wants to purchase 50 acres as the site of a new school. An employee who owns part of this land should report this ownership before the district makes the purchase. 8 Trustworthiness District Employees Should: 12. Use district funds with integrity and diligence. Employees who prepare district financial reports or transactions should set examples of honest and ethical behavior. District funds, securities, and supplies, or other district assets, including employee time should not be misappropriated. This is a summary of the policy; for the full text see CAA (Local) and DH (Local). Examples: An employee who uses district funds to pay for a dating service would be making an unethical purchase. An employee who uses district funds to purchase a holiday meal for personal use would be making an unethical purchase. An employee who uses district funds to obtain expensive, ornamental items for office decorations would be making an unethical purchase. 13. Refuse to participate in acts of fraud or financial impropriety. Employees are prohibited from committing fraud or any other act of financial impropriety. Fraud and financial impropriety include but are not limited to: Forgery Altering documents
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