2578-Supplemental-Statement-19811001-D01IV103

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Document Metadata REGISTRATION NUMBER=2578 REGISTRANT NAME=HERMAN ASSOCIATES, INC. ALIAS=N/A SUPPLEMENTAL END DATE=1981-10-01 DOING BUSINESS AS=N/A DOCUMENT TYPE=S
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upplemental Statement SHORT FORM NAME=N/A SHORT FORM REGISTRATION DATE=N/A SHORT FORM STATUS=N/A SHORT FORM TERMINATION DATE=N/A FOREIGN PRINCIPAL NAME=N/A FOREIGN PRINCIPAL COUNTRY=N/A FP STATUS=N/A FP REGISTRATION DATE=N/A FP TERMINATION DATE=N/A REGISTRANT STATUS=Terminated REGISTRATION DATE=1975-04-22 REGISTRANT TERMINATION DATE=1999-12-31 DATE STAMPED=1981-10-01 The Department of Justice recognizes that some of the Foreign Agent Registration Act (FARA) documents are in some cases not in an accessible format. If you have a disability and the format of any material on the site interferes with your ability to access some information, please email the Department of Justice at fara.public@usdoj.gov. To enable us to respond in a manner that will be of most help to you, please indicate the nature of the accessibility problem, your preferred format (electronic format (ASCII, etc.), standard print, large print, etc.), key information regarding the information you are requesting. -2- 4- Have any persons become partners, officers, directors or similar officials during this 6 month reporting period? [3 Yes No If yes, furnish the following information: Residence . . . . . Date Name Address Posrtzon Assumed 5. Has any person named in Item 4 rendered services directly in furtherance of the interests of any foreign principal? Yes No If yes, identify each such person and describe his services. Have any employees or individuals other than officials, who have filed a short form registration statement, terminated their employment or Connection with the registrant during this 6 month reporting period? Yes No If yes, furnish the following information: Name Position or connection Date terminated 7. During this 6 month reporting period, have any persons been hired as employees or in any other capacity by the registrant who rendered services to the registrant directly in furtherance of the interests of any foreign principal in other an a clerical or secretarial, or in a related or similar capacityyes, furnish the following information: Residence Position or Date connection Name . Address connection began -3- II - FOREIGN PRINCIPAL 8. Has your connection with any foreign principal ended during this 6 month reporting period? Yes No If yes, furnish the following information: Name of foreign principal Date 0/ Termination 9. Have you acquired any new foreign principall during [his 6 month reporting period? Yes No ?4 If yes, furnish following information: Name and address of forez' principal - Date a quired EetSe, {?shed 1 Gee?linm?dbemtaca? age/06L?, {owe 10. In addition to those named in Items 8 and 9, if any, list the foreign principalsl whom you continued to represent during the 6 month reporting period. YUGOSLAV NATIONAL TOURIST OFFICE, GERMAN FEDERAL RAILROAD and GERMAN DEMOCRATIC REPUBLEC (East Germany) - ACTIVITIES 11. During this 6 month reporting period, have you engaged in any activities for or rendered any services to any foreign principal named in Items 8, 9, and 10 of this statement? Yes No If yes, identify each such foreign principal and describe in full detail your activities and services: YUGOSLAV NATIONAL TOURIST OFFICE, GERMAN FEDERAL RAILROAD and GERMAN DEMOCRATIC REPUBLIC (East Germany): Acted as an advertising agency for the purpose of promoting tourism from the United States to Yugoslavia and Germany. He prepare and place advertisements for these clients. The advertising is directed to the general public in an attempt to promote general tourism by American citizens to Yugoslavia and Germany. There is no political material of any kind associated with this program and the advertising campaign is typical of the industry in that it points out the attractive resort areas and areas of historical and cultural interest to any tourist. Our work is completetly non-political. Our advertising agency creates advertising copy which is than approved by the respective client which is then placed in print media selected by the client. All the advertisements relate to tourism. lThe term ?foreign principal? includes, in addition to those defined in section lfb) of the Act, an individual ororgani- zation any of whose activities are directly or indirecrly supervised, directed, controlled, financed,or subsidized in whole or in major part by a foreign government, foreign political party, foreign organization or foreign individual. (See Rule A registrant who represents more than one foreign principal is required to list in the statements he files under the Act only those foreign principals for whom he is not entitled to claim exemption under Section 30f the Act. (See Rule 208.) -4- 12. Du ing this 6 month reporting period, have you on behalfofany foreign principal engaged in political activ- ity as defined below? Yes No If yes, identify each such foreign principal and describe in full detail all such politicalactivity, indicat- ing, among other things, the relations, interests and policies sought to be influenced and the means em- ployed to achieve this purpose. If the registrant arranged, sponsored or delivered speeches, lectures or radio and TV broadcasts, give details as to dates, places of delivery, names of speakers and subject maitcr. 13. In addition to the above described activities, if any,have you engaged in activity on your own behalf which benefits any or all of your foreign principals? Yes No If yes, describe fully. 2The term ?political activities" means the dissemination of political propaganda and any other activity which the person engaging therein believes will, or which he intends to, prevail upon, indoctrinate, convert, induce, persuade, or in any other way influence any agency or official of the Government of the United States or any section of the public within the United States with reference to formulating, adopting, or changing the domestic or foreign policies of the United States or with reference to the political or public interests, policies, or relations of a government of a foreign country or a foreign political party. 14. -5- IV - FINANCIAL INFORMATION RECEIPTS - MONIES During this 6 month reporting period, have you received from any foreign principal named in Items 8,9 and 10 of this statement, or from any other source, for or in the interests ofany such foreign principal, any contributions, income or money either as compensation or otherwise? Yes No If yes, set forth below in the required detail and separately for each foreign principal an account of suchmonies.3 ?a Date From Whom Purpose ?mowft October, 1981 Yugoslav National Tourist Advertising 92,150200 June 1, 1981 German Federal Railroad 930,00 July 1, 1981 - 550100 June 1, 1981 805:00 July 1, 1981 September 1, 1981 805;00 April 27, 1981 465200 May 11, 1981 465200 May 13, 1931 April 27, 1981 ?390i00 May 11, 1981 ?390,00 May 25, 1981 390,00 June 8, 1981 June 22, 1981 May 18, 1981 1,823.60 July 31, 1981 1,823;60 August 31, 1981 1,823;60 April 23, 1981 -, 640:00 April 30, 1981 1,050;oo May 7, 1981 640:00 (continued on rider attached) 14. RECEIPTS - THINGS 0F VALUE During this 6 month reporting period,have you received any thing of 'value4 other than money from any foreign principal named in Items 8, 9 and 10 of this statement, or from any other source, for or in the interests of any such oreign principal? Yes No If yes, furnish the following information: Name 0/ Date Description of [Greg-8n principal Tecemed thing of value Purpose 3A of value egisrrant is required to file an Exhibit if he collects or receives contributions, loans, money, or other things for a foreign principal, as part of a fund raising campaign. See Rule 201(e). Things of value include but are not limited to gifts, interest free loans, expense free travel, favored stock pur- chases, exclusive rights, favored treatment over competitors, ?kickbacks," and the like. 15. DISBURSEMENTS - MONIES 18/81 8/51/81 1 32% 6/1/81 7 1 81 6/1/81 7/1/81 9514331 4 2 5/11/81 We 4 5/11/81 5/25/81? 6/8/81 6/22/81' 5/18/81 7/51/81 8/51/81_ 4/25/81 4/58/81 5/7/81 5/14/81 5/18/81 5/28/81 6/1/81 6/11/81 6/1;/81 5 1 81 5/1/81 4/27/81 5/4/81 5/18/81 6/1/81 6/15/81 6/29/81 7/16/81 7/20/81 7/58/81 5 11 81 6/15/81 During this 6 month reporting period, have you (I) disbursed or expended monies in connection with activity on behalf of any foreign principal named in Items 8, 9 and 10 of this statement? Yes CI No (2) transmitted monies to any such foreign principal? Yes I: No If yes, set forth below in the required detail and separately for each foreign principalan account of such monies, including monies transmitted, if any, to each foreign principal. Date . To Whom Incentive Travel Manager Magazine h/a graphics Uhitehal Finley Total German Federal Railroad Jax Fax Sax Fax ASTA Travel News II TravelAge Uest TravelAge NidAmerica II II II II Travel Ueekly II Travel Agent House Beautiful Prime Time GERMAN DEMOCRATIC REPUBLIC Advertising Travel Ueekly TravelAge Uest (Continued on rider) Space Preparation of mechanical Engraving Photostat Advertising Yugoslav National Tourist Office ?T??5mzr ?Amount 1,827.50 179.00 134.55 1.80 52,142.85 791.35 467.50 684.25 684.25 684.25 395.25 395.25 295.25 331.50 5331.50 331.50 331.50 331.50 1,550.06 1,550.06 1,550.06 544.00 901.00 544.00 901.00 544.00 544.00 544.00 544.00 544.00 5,418.25' 1 224.00 '322f845728 459.00 459.00 459.00 459.00 459.00 459.00 459.00 459.00 459.00 229.50 229.50 15. DISBURSEMENTS - THINGS OF VALUE During this 6 month reporting period, have you disposed of anything of value5 other than money in furtherance of or in connection with activities on behalf of any foreign principal named in items 8, 9 and 10 of this statement? Yes No If yes, furnish the following information: On behalf of Description Date Name of person . what foreign of of Purpose disposed to wbom given value DISBU RSEM ENTS - POLITICAL CONTRIBUTIONS During this 6 month reporting period, have you from your own funds and on your own behalf either directly or through any other person, made any contributions of money or other things of value5 in connection with an election to any political office, or in connection with any primary election, con- vention, or caucus held to select candidates for political office? Yes No If yes, furnish the following information: Name of political organization Amount or thing of value Name of . a candidate - POLITICAL PROPAGANDA (Section 1(j) of the Act defines ?political propaganda" as including any oral, visual, graphic, written, pictorial, or other communication or expression by any person (I) which is reasonably adapted to, or which the person disseminating the same believes will, or which he intends to, prevail upon, indoctrinate, convert induce, or in any other way influence a recipient or any section of the public within the United States with reference to the political or public interests, policies, or relations of a government of a foreign country or a foreign political party or with reference to the foreign policies of the United States or promote in the United States racial, religious, or social dissensions, or (2) which advocates, advises, instigates, or promotes any racial, social, political, or religious disorder, civil riot, or other conflict involving the use of force or vio- lence in any other American republic or the overthrow ofany government or political subdivision of any other American republic by any means involving the use of force or violence.) 16. During this 6 month reporting period, did you prepare, disseminate or cause to be disseminated any polit- ical propaganda as defined above? Yes No IF YES, RESPOND TO THE REMAINING ITEMS IN THIS SECTION V. 17. Identify each such foreign principal. 5 Things of value include but are not limited to gifts, interest free loans, expense free travel, favored stock pur- chases, exclusive rights, favored treatment over competitors, "kickbacks," and the like. .8- 18. During this 6 month reporting period, has any foreign principal established a budget or allocated a speci- fied sum of money to finance your activities in preparing or disseminating political propaganda? Yes No If yes, identify each such foreign principal, specify amount, and indicate for what period of time. 19. During this 6 month reporting period, did your activities in preparing, disseminating or causing the disem- ination of political propaganda include the use of any of the following: Radio or TV broadcasts DMagazine or newspaper Motion picture films [3 Letters or telegrams articles Advertising campaigns DPress releases Pamphlets or other [:lLectures or publications speeches Other (specify) 20. During this 6 month reporting period, did you disseminate or cause to be disseminated political propa- ganda among any of the following groups: Public Officials Newspapers Cl Libraries Legislators [3 Editors Educational institutions Government agencies Civic groups or associations Nationality groups Other (Specify) 21. What language was used in this political propaganda: [3 English Other (Specify) 22. Did you file with the Registration Section, Department of Justice, two copies of eachitem ofpoliticalprop- aganda material disseminated or caused to be disseminated during this 6 month reporting period? Yes No 23. Did you label each item of such political propaganda material with the statement required by Section 4(b) of the Act? Yes No I: 24. Did you file with the Registration Section, Department of Justice, a Dissemination Reportfor each item of such political propaganda material as required by Rule 401 under the Act? Yes No Vl - EXHIBITS AND ATTACHMENTS 25. EXHIBITS A AND (3) Have you filed for each of the newly acquired foreign principals in Item 9 the following: Exhibit A6 Yes No It: Exhibit 37 Yes No If no, please attach the required exhibit. (3) Have there been any changes in the Exhibits A and previously filed for any foreign principal whom you represented during this six month period? Yes No [3 If yes, have you filed an amendment to these exhibits? Yes No If no, please attach the required amendment. 6 The Exhibit A,which is filed on Form OED-67 (Formerly sets forth the information required to be disclosed concerning each foreign principal. . 7 The Exhibit B,which is filed on Form OED-65 (Formerly DJ-304) sets forth the information concerning the agreement or understanding between the registrant and the foreign principal. I . 26. EXHIBIT If you have previously filed an Exhibit C8, ?state whether any changes therein have occurred during this 6-month reporting period. Yes No If yes, have you filed an amendment to the Exhibit Yes El No If no, please attach the required amendment. 27. SHORT FORM REGISTRATION Have short form registration statements, been filed by all of the persons named in Items 5 and 7 of the supplemental statement? Yes I: No If no, list names of persons who have not filed the required statement. No such persons - question not applicable The undersigned swear(s) or affirm(s) that he has (they have) read the information set forth in this reg- istration statement and the attached exhibits and that he is (they are) familia with the contents thereof and that such contents are in their entirety true and accurate to the best of his their) knowledge and belief, ex- cept that the undersigned make(s) no representation as to the truth or accuracy of the information contained in attached Short Form Registration Statement, if any, insofar as such information is not within his (their) his (their) personal knowledge. (Type or print name under each signature) (Both copies of this statement shall be signed and sworn to before a notary public or other person authorized to administer oaths by the agent, if the registrant is an individual, or by a ma- iority of those partners, officers, directors or persons performing similar functions who are in the United States, if the registrant is an organization.) Subscribed and sworn to before me at New X?rk; . . this 18 day of 19 81 "mild" a 9M. 0 York . Nb 457237: :213kiilif} NessouCouMy . 3 ll Exams Math 30, .. . (Signature of notary or other of cer) 8 The Exhibit C, for which no printed form is provided, consists of a true copy of the charter, articles of incorpora- tion, association, constitution, and bylaws of a registrant that is an organization. (A waiver of the requirement to file an Exhibit may be obtained for good cause shown upon written application to the Assistant Attorney General, Criminal Division, internal Security Section, Department of justice, Washington, D.C. 20530. Date 5714781 May 18, 5/28/81 651/31 6 11 81 5/1/81 5/1/81 4 27 81 5/4/81 May 18, 6/1/81 6/15/81 6/29/81 7/16/81 7/20/81 7/38/81 5/11/81 6/15/81 6/22/81 7/13/81 4/23/81 5/14/81 5/18/81 5/28/81 6/8/81 6/25/81 7/6/81 7;2;/Bl 9 1 81 9/1/81 7/18/81 371331 April 27 l4..a) RECEIPTS-MONIES (continued) II II II II . I'l German Democratic Republic ll II II ll ll II German Federal Railroad Pai 5 (continued) From Uhom Purgose German Federal Railroad Advertising II Amount $1,068.88 640.00 640.00 640.00 640.00 6,365.08 1,448.88 540.00 540.00 540.00 540.00 540.00 540.00 540.00 540.00 540.00 270.00 270.00 270.00 270.00 425.00 425.00 425.00 425.00 425.00 525.00 425.00 425.00 1,472.00 1.535.00 6.25 3.25 273.25 177.00 $42,872.55 Page 6 (continued) Disbursements?Monies (continued) . GERMAN REPUBLIC Date To Uhom Purgose 7 Amount 6722/81 TrauelAge Uest Advertising 229.50 7/13/81 229.50 4/23/81 Travel Agent 361.25 5/14/81 7 361.25 5/18/81 Travel Agent 561.25 5/28/81 a 361.25 6/8/81 - - 361.25 6/25/81 361.25 7/6/81 7 . 1 361.25 7/27/81 - 361.25 9/1/81 Signature 1,251.20 9/1/81 Travel/Holiday 1 384.75 $10,494.95 RECEIVED OFJUSHGE CRIMINAL DIVGSION UNITED STATES DEPARTMENT OF JUSTICE Nov 2] 9 02 AH I31 REGISTRATION UNIT CRIMINAL DIVISION ss'cmm WASHINGTON, D. c. 20530 REGIs?ggiig? NOTICE Please answer the following questions and return this sheet in triplicate with your supplemental statement: 1. Is your answer to Item 16 of Section (Political Propa? ganda - page 7 of Form CED-64 - Supplemental State- ment): Yes or No (11 your answer to question 1 is "yes" do not answer question 2 of this form.) 2. Do you disseminate any material in connection with your registration: Yes or No (If your answer to question 2 is "yes" please forward for our review copies of all such material including: films, film catalogs, posters, brochures, press releases, etc. which you have disseminated during the past six months.) WW llAB/Bl Signatur?7?T Date APAHIA Please type or print name of signatory on the line above Title
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