2578-Supplemental-Statement-19770401-D01J2203

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Document Metadata REGISTRATION NUMBER=2578 REGISTRANT NAME=HERMAN ASSOCIATES, INC. ALIAS=N/A SUPPLEMENTAL END DATE=1977-04-01 DOING BUSINESS AS=N/A DOCUMENT TYPE=S
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upplemental Statement SHORT FORM NAME=N/A SHORT FORM REGISTRATION DATE=N/A SHORT FORM STATUS=N/A SHORT FORM TERMINATION DATE=N/A FOREIGN PRINCIPAL NAME=N/A FOREIGN PRINCIPAL COUNTRY=N/A FP STATUS=N/A FP REGISTRATION DATE=N/A FP TERMINATION DATE=N/A REGISTRANT STATUS=Terminated REGISTRATION DATE=1975-04-22 REGISTRANT TERMINATION DATE=1999-12-31 DATE STAMPED=1977-04-01 The Department of Justice recognizes that some of the Foreign Agent Registration Act (FARA) documents are in some cases not in an accessible format. If you have a disability and the format of any material on the site interferes with your ability to access some information, please email the Department of Justice at fara.public@usdoj.gov. To enable us to respond in a manner that will be of most help to you, please indicate the nature of the accessibility problem, your preferred format (electronic format (ASCII, etc.), standard print, large print, etc.), key information regarding the information you are requesting. -2- 4- Have any persons become partners, officers, directors or similar officials during this 6 month reporting period? Yes No If yesI furnish the following information: Residence Date . . b' Name Address Citizens 1p 03: ion Assumed 5. Has any person named in Item 4 rendered services directly in furtherance of the interests of any foreign principal? Yes No [3 If yes, identify each such person and describe his services. .6. Have any employees or individuals other than officials, who have filed a short form registration statement, terminated their employment or connection with the registrant during this 6 month reporting period? Yes No If yes, furnish the following information: Name Position or connection Date terminated 7. During this 6 month reporting period, have any persons been hired as employees or in any other capacity by the registrant who rendered services to the registrant directly in furtherance of the interests of any foreign principal in other than a clerical or secretarial, or in a' related or similar capacityyes, furnish the following information: Residence Position or Date connection Name . Address connection began -3- II - FOREIGN PRINCIPAL 8. Has your connection with any foreign principal ended during this 6 month?reporting period? Yes No If yes, furnish the following information: Name of foreign principal Date of Termination 9. Have you acquired any new foreign principall during this 6 month reporting period? Yes a No If yes, furnish following information: Name and address 0/ foreign principal Date acquired 10. In addition to those named in Items 8 and 9, if any, list the foreign principalsl whom you continued to represent during the 6 month reporting period. Yugoslav Rational mm Office - ACTIVITIES 11. During this 6 month reporting period, have you engaged in any activities for or rendered any services to any foreign principal named in Items 8, 9, and 10 of this statement? Yes No I: If yes, identify each such foreign principal and describe in full detail your activities and services: Yugoslav national Cities: net-ad as an advertising agency to: we purpose of Ming Win a- United states to Yugoslavia. as new. and place advertisements to: this client. The advertising udmeudtothomnlp?mnu'mtemuml tourism by mam cltluu be mm. to no political. mpalgu attractive 3065:": mass and are? of kisses]?! ad calm-1 inmost.- eo any toast-t. Oar ml: 1- minutely mutant. 1The term ?foreign principal? includes, in addition to those defined in section 1(b) of the Act, an individual ororgani- zation any of whose activities are directly or indirectly supervised, directed, controlled,financed,or subsidized in whole or in major part by a foreign government, foreign political party, foreign organization or foreign individual. (See Rule A registrant who represents more than one foreign principal is required to list in the statements he files under the Act only those foreign principals for whom he is not entitled to claim exemption under Section 30f the Act. (See Rule 208.) -4- 12. Du ing this 6 month reporting period, have you on behalfofany foreign principal engaged in political activ- ity as defined below? Yes No at: If yes, identify each such foreign principal and describe in full detail all such politicalactivity, indicat- ing, among other things, the relations, interests and policies sought to be influenced and the means em- ployed to achieve this purpose. If the registrant arranged, sponsored or delivered speeches, lectures or radio and TV broadcasts, give details as to dates,places of delivery,names ofspeakers and subject matter. 1* 13. In addition to the above described activities, if any, have you engaged in activity on your own behalf which benefits any or all of your foreign principals? Yes No If yes, describe fully. 2The term "political activities? means the dissemination of political propaganda and any other acrivity which the person engaging therein believes will, or which he intends to, prevail upon, indoctrinate, convert, induce, persuade, or in any other way influence any agency or official of the Government of the United States or any section of the public within the United States with reference to formulating, adopting, or changing the domestic or foreign policies of the United States or with reference to the political or public interests, policies, or relations of a government of a foreign country or a foreign political party. . 14. RECEIPTS - MONIES -5- IV - FINANCIAL INFORMATION During this 6 month reporting period, have you received from any foreign principal named in Items 8, 9 and 10 of this statement, or from any other source, for or in the interests of any such foreign principal,? any contributions, income or money either as compensation or otherwise? Yes NOD If yes, set forth below in the required detail and separately for each foreign principal an account of such monies. 3 Date 11/15/767 Yugoslav National Tourist 1/24/77 2/1/77 2/1/77 2/7/77 2/14/77 3/1/77 3/14/77 3/14/77 3/14/77 3/14/77 3/21/77 3/21/77 3/21/77 3/21/77 3/21/77 From Whom Agency (continued on next_page) Ibml 14. RECEIPTS - THINGS OF VALUE Purpose Advertising Advertising 'Advertising Advertising Advertising Advertising _Advertising _Advertising ?Advertising iAdvertising Advertising Advertising ?Advertising Advertising Advertising Advertising Amount 1295300 589:20 308586 280:00 535300 414:18 1030500 10608;00 535.00 2652;00 2856;00 210.00 3366;00 5355.00 3865.80 280.00 During this 6 month reporting period, have you received any thing of value?i other than money from any foreign principal named in Items 8, 9 and 10 of this statement, or from any other source, for or in the interests of any such foreign principal? Yes If yes, furnish the following information: Name of foreign principal Date received Description of thing of value Purpose A registrant is required to file an Exhibit if he collects or receives contributions, loans, money, of vglue for a foreign principal, as part of a fund raising campaign. See Rule 201(e). Things of value include but are not limited to gifts, interest free loans, chases, exclusive rights, favored treatment over competitors, ?kickbacks," and the like. or other things expense free travel, favored stock pur- 15. DISBURSEMENTS - MONIES During this 6 month reporting period, have you (1) disbursed or expended monies in connection with activity on behalf ofany foreign principal named in Items 8, 9 and 10 of this statement? Yes NOD (2) transmitted monies to any such foreign principal? Yes NOD If yes, set forth below in the required detail and separately for each foreign principalan account of such monies, including monies transmitted, if any, to each foreign principal. Date To Whom Purpose Amount 1/27/77 Letter Perfect Typography 6.00 1/17 Photogenic Graphics Typography 22.50 2/3 Letter Perfect Typography 15.00 1/24 Nassau Typographers Typography 23.00 3/15 Photogenic Graphics Typography 59.00 1/20 Photogenic Graphics Typography 5.00 1/27 Finley Photostat Serv. Photostat 1.30 1/25 Finley Photostat Serv. Photostat 3.65 1/25 2.00 1/ 25 2 . 00 3/15 2.50 3/15 2.50 3/18 2.50 3/18 2.30 1/24 Knickerbocker Engraving Film negatives - 19.00 3/15 12.07 3/15 12.07 3/21 30.24 1/24 19.42 1/31 1 25.50 1/21 M. Radner Freelance Art- ~9.00 1/20 Art Kilins Retouching;j 50.00 3/16 M. Radner Freelance Art: 27.00 3/28 M. Radner Freelance Artf 9.00 3/10 George Harris FreelancezArt; 275300 1/28 M. Radner FreelanCe.Art1 6:00 1/31 welsh Messenger Serv. Messenger 10:00 3/18 Authenticolor Slide dupliCation 30:00 3/23 Ancraft Press Corp. negatives proofing 1223;00 1/31 Travel Agent Mag. Advertising Space 280:00 2/1 Canadian Travel Press Advertising Space 250:00 11/15/76 Travel Agent Magazine Advertising Space 425.00 11/15/76 Travel weekly - Advertising Space 870:00 2/28 Travel Agent Advertising Space 280.00 2/7 Travel Weekly 535.00 3/1 Travel Leisure 1030.00 3/14 New YorkTimes 10608.00 3/14 Travel Weekly 535.00 3/14 Toronto Star 2652.00 3/14 Boston Globe 2856.00 3/21 Travel Age west 210.00 3/21 washington Post 3366.00 (continued on next page) Total .7- 15. DISBURSEMENTS - THINGS OF VALUE (C) During this 6 month reporting period, have you disposed of anything of value5 other than money in furtherance of or in connection with activities on behalf of any foreign principal named in items 8, 9 and 10 of this statement? Yes No If yes, furnish the following information: On behalf of Description Date Name of person what e' disposed to whom given or I 0 urpose principal value DISBURSEMENTS - POLITICAL CONTRIBUTIONS During this 6 month reporting period, have you from your own funds and on your own behalf either directly or through any other person, made any contributions of money or other things of value5 in connection with an eleCtion to any political office, or in connection with any primary election, con- vention, or caucus held to select candidates for political office? Yes No If yes, furnish the following information: Name 0/ political organization Amount or thing of value Name of Date candidate - POLITICAL PROPAGANDA (Section 1(j) of the Act defines "political propaganda? as including any oral, visual, graphic, written, pictorial, or other communication or expression by any person (1) which is reasonably adapted to, or which the person disseminating the same believes will, or which he intends to, prevail upon, indoctrinate, convert induce, or in any other way influence a recipient or any section of the public within the United States with reference to the political or public interests, policies, or relations of a government of a foreign country or a foreign political party or with reference to the foreign policies of the United States or promote in the United States racial, religious, or social dissensions, or (2) which advocates, advises, instigates, or promotes any racial, social, political, or religious disorder, civil riot, or other conflict involving the use of force or vio- lence in any other American republic or the overthrow of any government or political subdivision of any other American republic by any means involving the use of force or violence.) 16. During this 6 month reporting period, did you prepare,idisseminate or cause to be disseminated any polit- ical propaganda as defined above? Yes No El YES, RESPOND TO THE REMAINING ITEMS IN THIS SECTION V. I7. Identify each such foreign principal. 5 Things of value include but are not limited to gifts, interest free loans, expense free travel, favored stock pur- chases, exclusive rights, favored treatment over competitors, "kickbacks," and the like. 18. .8- During this 6 month reporting period, has any foreign principal established a budget or allocated a speci- fied sum of money to finance your activities in preparing or disseminating political propaganda? Yes No If yes, identify each such foreign principal, specify amount, and indicate for what period of time. 19. 20. During this 6 month reporting period, did your activities in preparing, disseminating or causing the disem- ination of political propaganda include the use of any of the following: Radio or TV broadcasts DMagazine or newspaper Motion picture films Letters or telegrams articles Advertising campaigns DPress releases Pamphlets or other [:ILectures or publications speeches Other (specify) During this 6 month reporting period, did you disseminate or cause to be disseminated political propa- ganda among any of the following groups: Public Officials CI Newspapers Libraries [3 Legislators {3 Editors Educational institutions Government agencies El Civic groups or associations Nationality groups Other (Specify) 21. What language was used in this political propaganda: English CI Other (specify) . Did you file with the Registration Section, Department of_ Justice, two copies of each item ofpolitical prop- aganda material disseminated or caused to be disseminated during this 6 month reporting period? Yes No 23. Did you label each item of such political propaganda material with the statementrequired by Section 4(b) of the Act? Yes [1 No 24'. Did you file with the Registration Section, Department of Justice, a Dissemination Report for each item of such political propaganda material as required by Rule 401 under the Act? Yes No 25. VI EXHIBITS AND ATTACHMENTS EXHIBITS A AND (3) Have you filed for each of the newly acquired foreign principals in Item 9 the following: Exhibit A6 Yes Cl No Exhibit B7 Yes No If no, please attach the required exhibit. (3) Have there been any changes in the Exhibits A and previously filed for any foreign principal whom you represented during this six month period? Yes No If yes, have you filed an amendment to these exhibits? Yes No If no, please attach the required amendment. 6 The Exhibit A,which is filed on Form OED-67 (Formerly Dj-306) sets forth the information required to be disclosed concerning each foreign principal. 7 The Exhibit B,which is filed on Form OED-65 (Formerly DJ-304) sets forth the information concerning the agreement or understanding between the registrant and the foreign principal. 26. EXHIBIT If you have previously filed an Exhibit C8, state whether any changes therein have occurred during this 6 .month reporting period. Yes No If yes, have you filed an amendment to the Exhibit Yes No If no, please attach the required amendment. 27. SHORT FORM REGISTRATION STATEMENT Have short form registration statements, been filed by all of the persons named in Items 5 and 7 of the supplemental statement? Yes No If no, list names of persons who have not filed the required statement. The undersigned swear(s) or affirm(s) that he has (they have) read the information set forth in this reg- istration statement and the attached exhibits and that he is (they are) familiar with the contents thereof and that such contents are in their entirety true and accurate to the best of his (their) knowledge and belief, ex- cept that the undersigned make(s) no representation as to the truth or aCCuracy of the information contained in attached Short Form Registration Statement, if any, insofar as such information is not within his (their) his (their) personal knowledge. (Type or print name under each signature) (Both copies of this statement shall be signed and sworn to before a notary public or other person authorized to administer oaths by the agent, if the registrant is an individual, or by a ma- jority of those partners, officers, directors or persons performing similar functions who are in the United States, if the registrant is an organization.) Subscribed and sworn to before me at New York. N- Y- this 43?? day of May 19 LESTER H. l?r?TEiq?f PUBHC. Side cf New York I I ll-J. 5.913300 Qualified in Nassau (Signature of notary or other officer) n! '1 CCmn-issinn Expires 40. 1 8 The Exhibit C, for which no printed form is provided, consists of a true copy of the charter, articles of incorpora- tion, association, constitution, and bylaws of a registrant that is an organization. (A waiver of the requirement to file an Exhibit may be obtained for good cause shown upon written application to the Assistant Attorney General, Criminal Division, Internal Security Section, Department of Justice, Washington, D.C. 20530. -5- 14. RECEIPTS - MONIES During this 6 month reporting period, have you reCeived from any foreign principal named injtems 8, 9 and 10 of this statement, or from any other source, for or in the interests ofany such foreign principal, any contributions, income or money either as compensation or otherwise? Yes No If yes, set forth below in the required detail and separately for each foreign principal an accOunt of such monies.3 Date From Whom Purpose Amount 3/21/77 Yugoslav National Tourist Advertising 30.24 Agency . 3/21/77 ?Advertising 1671.64 4/4/77 .Advertising 2257.58 4/4/77 .AdVertiSing 535.00 4/4/77 2 Advertising 10200.00 4/4/77 Advertising 210.00 4/4/77 Advertising 250.00 4/4/77 'Advertising _'2856.00 4/4/77 "Advertising 2652.00 4/4/77 AdvertiSing 675,00 4/11/77 Advertising '10608.00 4/11/77 iAdVertising -3366.00 4/11/77 Advertising 3865 .80 4/18/77 Advertising '280 00 4/18/77 ?Advertising 210.00 .A I 1 . 229.00 .. .-A33::azag . 5355.00 4/18/77 -'Advertising Rxa' 5590.00 Total MO 14. RECEIPTS - THINGS OF VALUE During this 6 month reporting period, have you received any thing of value4 other than money from any foreign principal named in Items 8, 9 and 10 of this statement, or from any other source, for or in the interests of any such foreign principal? Yes No .If yes, furnish the following information: Name of Date Description 0/ foreign principal received thing 0/ value Purpose 3 A registrant is required to file an Exhibit if he collee of v?lue for a foreign principal, as part of a fund raising cam Things of value include but are not limited to gifts, interest free loans, chases, cxclua?ve rights, favored treatment over competitors, "kickbacks,? and the like. ts (it receives contributions, loans, money, or other things paign. See Rule 201(e). expense free travel, favored stock pur- . 6- 15. DISBURSEMENTS - MONIES - 3/21 3/21 3/31 3/21 4/4 4/4; 4/4 4/4 4/41 4/4 4/4 4/11 4/11 4/11 4/18" 4/18 4/18 '4/18 4/18_ During this 6 month reporting period have you (1) disbursed or expended monies in connection with activity on behalf ofany foreign principal named in Items 8,9 and 10 of this statement? Yes No (2) transmitted monies to any such foreign principal? Yes No If yes, set forth below in the required detail and separately for each foreign principalan account ofsuch monies, including monies transmitted, if any, to each foreign principal. Date To Whom Purpose Amount Los Angeles Times Advertising Space 5355.00 Chipago Tribune 3865.80 TraVel Agent . - 280.00 Washington-Post 1671.64 Travel weekly '4 535.00 Invitation to Europe 10200.00 Travel Age west a 210.00 Canadian Travel Press 250.00 Boston Globe 2456.00 Toronto Star 2652.00 Good Deals . 675.00 (New York Times 10608.00 Chicago Tribune ?3865.00 Washington Post 3366.00 Travel Agent- 280.00 Travel Age-west 210.00 Canadian Travel News 229.00 Los Angeles Times 5355.00 New York Mag. /New wast Mag. 0 5590.00 $83,856.99 . UNITED STATES DEPARTMENT OF JUSTICE UNIT CRIMINAL DIVISION WASHINGTON, D. C. 20530 NOTICE Please answer the following questions and return this sheet in triplicate with your supplemental statement: 1. Is your answer to Item 16 of section (Political Propa? ganda page 7 of Form - Supplemental State? ment): - Yes or No? (If your answer to question 1 is "yes" do not answer question 2 of this form.) 2. Do you
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